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| compliance and risk management degree: The Hedge Fund Compliance and Risk Management Guide Armelle Guizot, 2006-10-25 The Hedge Fund Compliance and Risk Management Guide provides you with a broad examination of the most important compliance and risk management issues associated with today’s hedge funds. Straightforward and accessible, this invaluable resource covers everything from how hedge funds continue to generate lucrative returns to why some use sophisticated instruments and financial engineering to get around fundamental regulatory laws. |
| compliance and risk management degree: Foundation Programme Douglas Armour, Santhie Goundar, Kelly Padwick, 2018-06-29 |
| compliance and risk management degree: Tax Compliance and Risk Management Piotr Karwat, Katarzyna Kimla-Walenda, Aleksander Werner, 2023-11-23 The concept of tax compliance is as old as the tax itself, but staying compliant with tax regulations has become increasingly demanding. A changing tax regulatory environment, resulting from regulatory actions of the OECD, the European Union and national governments, poses many problems for tax compliance awareness. This book explores various approaches to improving tax compliance. Starting with the procedures and processes that are at the centre of the debate, it includes the level of tax position security obtained as a result of cooperation between tax administration and an organisation, ending with tax compliance requirements imposed by one-sided action of tax administration. Offering an experience and evidence-based analysis of how tax compliance influences an organisation’s tax and financial position, the issues are examined from both a theoretical and a practical perspective, using empirical research and case studies with an international dimension for illustration. Emphasising a holistic approach to tax compliance and its role in tax risk management within an organisation, this study offers a framework for making the challenging task of tax compliance and risk management more effective and more efficient. Exploring tax compliance focusing on the tax world after the BEPS project and anti-tax evasion and anti-tax avoidance regulatory actions undertaken by the European Union and OECD, the book has a practical focus on tax system design within the organisation and will be of interest to students, researchers and practitioners working in the areas of tax law and tax compliance. |
| compliance and risk management degree: Information Technology Risk Management and Compliance in Modern Organizations Gupta, Manish, Sharman, Raj, Walp, John, Mulgund, Pavankumar, 2017-06-19 Attacks on information systems and applications have become more prevalent with new advances in technology. Management of security and quick threat identification have become imperative aspects of technological applications. Information Technology Risk Management and Compliance in Modern Organizations is a pivotal reference source featuring the latest scholarly research on the need for an effective chain of information management and clear principles of information technology governance. Including extensive coverage on a broad range of topics such as compliance programs, data leak prevention, and security architecture, this book is ideally designed for IT professionals, scholars, researchers, and academicians seeking current research on risk management and compliance. |
| compliance and risk management degree: Trade Compliance Risk Management Process U.S. Customs Service, 1999 |
| compliance and risk management degree: Data Protection David G. Hill, 2016-04-19 Failure to appreciate the full dimensions of data protection can lead to poor data protection management, costly resource allocation issues, and exposure to unnecessary risks. Data Protection: Governance, Risk Management, and Compliance explains how to gain a handle on the vital aspects of data protection.The author begins by building the foundatio |
| compliance and risk management degree: Security Risk Management Body of Knowledge Julian Talbot, Miles Jakeman, 2011-09-20 A framework for formalizing risk management thinking in today¿s complex business environment Security Risk Management Body of Knowledge details the security risk management process in a format that can easily be applied by executive managers and security risk management practitioners. Integrating knowledge, competencies, methodologies, and applications, it demonstrates how to document and incorporate best-practice concepts from a range of complementary disciplines. Developed to align with International Standards for Risk Management such as ISO 31000 it enables professionals to apply security risk management (SRM) principles to specific areas of practice. Guidelines are provided for: Access Management; Business Continuity and Resilience; Command, Control, and Communications; Consequence Management and Business Continuity Management; Counter-Terrorism; Crime Prevention through Environmental Design; Crisis Management; Environmental Security; Events and Mass Gatherings; Executive Protection; Explosives and Bomb Threats; Home-Based Work; Human Rights and Security; Implementing Security Risk Management; Intellectual Property Protection; Intelligence Approach to SRM; Investigations and Root Cause Analysis; Maritime Security and Piracy; Mass Transport Security; Organizational Structure; Pandemics; Personal Protective Practices; Psych-ology of Security; Red Teaming and Scenario Modeling; Resilience and Critical Infrastructure Protection; Asset-, Function-, Project-, and Enterprise-Based Security Risk Assessment; Security Specifications and Postures; Security Training; Supply Chain Security; Transnational Security; and Travel Security. |
| compliance and risk management degree: A Guide to Compliance for Process Safety Management/Risk Management Planning (PSM/RMP) Frank R. Spellman, 1998-06-03 Establishing, maintaining and refining a comprehensive Process Safety Management (PSM) and Risk Management Program (RMP) is a daunting task. The regulations are complicated and difficult to understand. The resources available to manage your program are limited. Your plant could be the target of a grueling PSM and RMP compliance audit by OSHA and/or the EPA, which could scrutinize your facility according to their stringent audit guidelines. Ask yourself some questions. . . * Is your municipal plant or industrial facility ready to meet new OSHA and EPA PSM/RMP regulations? * Do you understand OSHA's and EPA's requirements? * Do you know how OSHA/EPA are interpreting PSM/RMP requirements? * Are you prepared for a possible audit? * Is your existing PSM/RMP comprehensive, maintainable and cost-effective? If you answered no to any of these, you need the expert guidance provided by A Guide to Compliance for Process Safety Management/Risk Management Planning (PSM/RMP) In recent years, chemical accidents that involved the release of toxic substances have claimed the lives of hundreds of employees and thousands of others worldwide. In order to prevent repeat occurrences of catastrophic chemical incidents, OSHA and the USEPA have joined forces to bring about the OSHA Process Safety Management Standard (PSM) and the USEPA Risk Management Program (RMP). Chemical disaster situations can occur due to human error in system operation and/or a malfunction in system equipment. Other emergency situations that must also be considered and planned for include fire, floods, hurricanes, earthquakes, tornadoes, snow/ice storms, avalanches, explosions, truck accidents, train derailments, airplane crashes, building collapses, riots, bomb threats, terrorism, and sabotage. Be prepared! * Determine the differences and similarities between OSHA's PSM and EPA's RMP regulations * Survey your facility to determine your needs * Plug your site-specific data into regulation templates * Prepare your data records for your PSM compliance package * Calculate your Worst Case scenarios * Assemble a viable PSM program in a logical, sequential, and correct manner * Supervise program implementation elements with the overall management system This user friendly, plain English, straightforward guide to new EPA and OSHA regulations describes, explains and demonstrates a tested, proven, workable methodology for installation of complete, correct safety and risk programs. It provides the public administrator, plant manager, plant engineer, and organization safety professionals with the tool needed to ensure full compliance with the requirements of both regulations. Those with interests in HazMat response and mitigation procedures will also find it of use. This guidebook is designed to be applicable to the needs of most operations involved in the production, use, transfer, storage, and processing of hazardous materials. It addresses Process Safety Management and Risk Management Planning for facilities handling hazardous materials, and describes the activities and approach to use within U.S. plants and companies of all sizes. From the Author This guidebook is designed to enable the water, wastewater, and general industry person who has been assigned the task of complying with these new rules to accomplish this compliance effort in the easiest most accurate manner possible. A Guide to Compliance for Process Safety Management/Risk Management Planning (PSM/RMP) is user-friendly. This How-To-Do-It guide will assist those who are called upon to design, develop, and install PSM and RMP systems within their companies or plants. It describes, explains, and demonstrates a proven methodology: an example that actually works and has been tested. More than anything else, this guidebook really is a Template. It provides a pattern that can be used to devise a compliance package that is accurate. Simply stated: like the standard template, this guidebook can provide the foundation, the border, the framework from which any covered organization's PSM and RMP effort can be brought into proper compliance. The user simply plugs in site specific information into the model presented in this guidebook. This guidebook first shows that PSM and RMP are similar and are interrelated in many ways and different in only a few ways. Many of the processes listed in PSM are also listed in RMP; the additional RMP processes are in industry sectors that have a significant accident history Along with showing the similarities and interrelationships between PSM and RMP, the requirements of RMP that are in addition to those listed in PSM are discussed. This guidebook also discusses the RMP requirement for off-site consequence analysis and the methodology that can be utilized in performing it. If the PSM project team follows this format, it will be able to assemble a viable PSM program in a logical, sequential, and correct manner. |
| compliance and risk management degree: Risk Management Maturity Sylwia Bąk, Piotr Jedynak, 2022-10-04 Crises like the COVID-19 pandemic are wake-up calls for enterprises to review their current risk management models. This book suggests a more robust risk management maturity model and illustrates the application in crisis situations. The book surveys existing risk management maturity models and proposes a new model appropriate for assessing the risk management processes in enterprises during times of crisis. Its key advantages include the correlation of its attributes with crisis situations and an innovative methodological approach to model development. The authors use the model to examine 107 enterprises from the financial services, construction and IT sector, showing how it allows the user to identify risk management maturity changes in the aftermath of the COVID-19 pandemic. The book will interest entrepreneurs, managers and risk management professionals, who can use the model in their management processes, as well as enterprise stakeholders and academics. The Open Access version of this book, available at www.taylorfrancis.com, has been made available under a Creative Commons Attribution- Non Commercial-No Derivatives 4.0 license. |
| compliance and risk management degree: Governance, Risk, and Compliance Handbook Anthony Tarantino, 2008-03-11 Providing a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, Governance, Risk, and Compliance Handbook presents a readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achievement of good corporate governance. Offering an international overview, this book features contributions from sixty-four industry experts from fifteen countries. |
| compliance and risk management degree: COSO Enterprise Risk Management Robert R. Moeller, 2011-07-26 A fully updated, step-by-step guide for implementing COSO's Enterprise Risk Management COSO Enterprise Risk Management, Second Edition clearly enables organizations of all types and sizes to understand and better manage their risk environments and make better decisions through use of the COSO ERM framework. The Second Edition discusses the latest trends and pronouncements that have affected COSO ERM and explores new topics, including the PCAOB's release of AS5; ISACA's recently revised CobiT; and the recently released IIA Standards. Offers you expert advice on how to carry out internal control responsibilities more efficiently Updates you on the ins and outs of the COSO Report and its emergence as the new platform for understanding all aspects of risk in today's organization Shows you how an effective risk management program, following COSO ERM, can help your organization to better comply with the Sarbanes-Oxley Act Knowledgeably explains how to implement an effective ERM program Preparing professionals develop and follow an effective risk culture, COSO Enterprise Risk Management, Second Edition is the fully revised, invaluable working resource that will show you how to identify risks, avoid pitfalls within your corporation, and keep it moving ahead of the competition. |
| compliance and risk management degree: Bank Regulation, Risk Management, and Compliance Alexander Dill, 2019-10-01 Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards published by the Basel Committee on Banking Supervision and frequent comparisons with UK and EU versions of US regulation offer a broad perspective on global bank regulation and expectations for internal governance. The book establishes a conceptual framework that helps readers to understand bank regulators’ expectations for the risk management and compliance functions. Informed by the author’s experience at a major credit rating agency in helping to design and implement a ratings compliance system, it explains how the banking business model, through credit extension and credit intermediation, creates the principal risks that regulation is designed to mitigate: credit, interest rate, market, and operational risk, and, more broadly, systemic risk. The book covers, in a single volume, the four areas of bank regulation and supervision and the associated regulatory expectations and firms’ governance systems. Readers desiring to study the subject in a unified manner have needed to separately consult specialized treatments of their areas of interest, resulting in a fragmented grasp of the subject matter. Banking regulation has a cohesive unity due in large part to national authorities’ agreement to follow global standards and to the homogenizing effects of the integrated global financial markets. The book is designed for legal, risk, and compliance banking professionals; students in law, business, and other finance-related graduate programs; and finance professionals generally who want a reference book on bank regulation, risk management, and compliance. It can serve both as a primer for entry-level finance professionals and as a reference guide for seasoned risk and compliance officials, senior management, and regulators and other policymakers. Although the book’s focus is bank regulation, its coverage of corporate governance, risk management, compliance, and management of conflicts of interest in financial institutions has broad application in other financial services sectors. Chapter 6 of this book is freely available as a downloadable Open Access PDF at http://www.taylorfrancis.com under a Creative Commons Attribution-Non Commercial-No Derivatives (CC-BY-NC-ND) 4.0 license. |
| compliance and risk management degree: Fire Risk Management Luca Fiorentini, Fabio Dattilo, 2023-07-31 FIRE RISK MANAGEMENT Practical methodologies to develop holistic and comprehensive fire safety strategies for buildings and industrial assets In Fire Risk Management: Principles and Strategies for Buildings and Industrial Assets, a team of distinguished authors delivers an incisive combination of risk management principles and fire safety assessment methods that offers practical strategies and workflows to prevent and mitigate today’s complex fire scenarios. The book summarizes modern, risk-based approaches to fire safety, discussing fire safety objectives in terms of functional statements, performance requirements, and detailed protection measures for buildings and industrial assets towards the development of a fire safety case to timely manage risk with a systematic and structured approach throughout the life cycle of the asset. The authors introduce the fundamentals of fire safety and design principles before moving on to discuss topics like fire risk assessment methods, risk profiles, risk mitigation, safety management and performance, and protective layers and controls. Fire Risk Management presents practical methods, often borrowed from those successfully used in other domains, that can be defined, shared, and communicated with multiple stakeholders from different backgrounds and with different needs and perspectives. Readers will also find: A code-neutral examination of fire safety principles that is independent of local regulations Discussions of key principle standards, including NFPA 550 and ISO 45001, and guidelines on fire risk assessment Practical explorations that connect theory with practice in the real world In-depth case studies that walk readers through fire risk management strategies for railway stations, warehouse storage facilities, heritage buildings, renewable energy installations, and process industry plants Perfect for fire safety practitioners, engineers, and other stakeholders involved in the design and operation of buildings and industrial assets, Fire Risk Management: Principles and Strategies for Buildings and Industrial Assets will also earn a place in the libraries of facility owners and operators, safety systems managers, occupational health and safety professionals, and code officials. |
| compliance and risk management degree: The Cambridge Handbook of Compliance Benjamin van Rooij, D. Daniel Sokol, 2021-05-20 Compliance has become key to our contemporary markets, societies, and modes of governance across a variety of public and private domains. While this has stimulated a rich body of empirical and practical expertise on compliance, thus far, there has been no comprehensive understanding of what compliance is or how it influences various fields and sectors. The academic knowledge of compliance has remained siloed along different disciplinary domains, regulatory and legal spheres, and mechanisms and interventions. This handbook bridges these divides to provide the first one-stop overview of what compliance is, how we can best study it, and the core mechanisms that shape it. Written by leading experts, chapters offer perspectives from across law, regulatory studies, management science, criminology, economics, sociology, and psychology. This volume is the definitive and comprehensive account of compliance. |
| compliance and risk management degree: Understanding Compliance in IT Security , 2024-10-26 Designed for professionals, students, and enthusiasts alike, our comprehensive books empower you to stay ahead in a rapidly evolving digital world. * Expert Insights: Our books provide deep, actionable insights that bridge the gap between theory and practical application. * Up-to-Date Content: Stay current with the latest advancements, trends, and best practices in IT, Al, Cybersecurity, Business, Economics and Science. Each guide is regularly updated to reflect the newest developments and challenges. * Comprehensive Coverage: Whether you're a beginner or an advanced learner, Cybellium books cover a wide range of topics, from foundational principles to specialized knowledge, tailored to your level of expertise. Become part of a global network of learners and professionals who trust Cybellium to guide their educational journey. www.cybellium.com |
| compliance and risk management degree: Risk Management Muddassar Sarfraz, Larisa Ivascu, 2021-12-22 Risk management is a very important process in the context of global and organizational sustainability. It helps organizations prepare for organizational risks and reduce costs before they occur. Risk management contributes to the achievement of organizational objectives and to the development of organizational benefits and risk opportunities. As such, this book identifies strategic challenges for risk management assessment and practices, examines potential factors that affect business growth, and offers new opportunities for enterprises. It includes fifteen chapters that cover such topics as sustainable management in the construction industry, risk communication in the age of COVID, managing tax risks in mergers and acquisitions, corporate governance, and much more. |
| compliance and risk management degree: Governance, Compliance and Supervision in the Capital Markets, + Website Sarah Swammy, Michael McMaster, 2018-05-11 The definitive guide to capital markets regulatory compliance Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environment, providing a practical, flexible roadmap for compliance. Banks and financial services firms are under heavy regulatory scrutiny, and must implement comprehensive controls to comply with new rules that are changing the way they conduct business. This book provides a way forward, with clear, actionable guidance that strengthens governance at all levels, and balances supervisory and compliance requirements with the need to do business. From regulatory schemes to individual roles and responsibilities, this invaluable guide details the most pressing issues in today's financial services organizations, and provides expert advice. The ancillary website provides additional tools and guidance, including checklists, required reading, and sample exercises that help strengthen understanding and ease real-world implementation. Providing both a broad overview of governance, compliance, and supervision, as well as detailed guidance on application, this book presents a solid framework for firms seeking a practical approach to meeting the new requirements. Understand the importance of governance and Tone at the Top Distinguish the roles of compliance and supervision within a financial services organization Delve into the regulatory scheme applicable to broker dealers, banks, and investment advisors Examine the risks and consequences of inadequate supervision at the organizational or individual level The capital markets regulatory environment is complex and ever-evolving, yet compliance is mandatory. A solid understanding of regulatory structure is critical, but must also be accompanied by a practical strategy for effective implementation. Governance, Compliance, and Supervision in the Capital Markets provides both, enabling today's banks and financial services firms to get back on track and get back to business. |
| compliance and risk management degree: Profitable Sarbanes-Oxley Compliance C. Lynn Northrup, 2006 The Sarbanes-Oxley Act is here to stay. This unique reference not only shows how to achieve compliance with Sarbanes-Oxley, but also guides senior executives and their management teams in assessing the reliability of financial reporting and internal controls to maintain compliance. Unlike other SOX books, it shows how to use the process to reduce risks and improve profitability, shareholder value and operational performance.--BOOK JACKET.Title Summary field provided by Blackwell North America, Inc. All Rights Reserved |
| compliance and risk management degree: Business Drivers in Promoting Digital Detoxification Grima, Simon, Chaudhary, Shilpa, Sood, Kiran, Kumar, Sanjeev, 2024-01-10 The rapid progression of the digital age has brought both benefits and drawbacks. While the convenience of constant connectivity and digital devices is undeniable, the increasing screen time poses health and well-being challenges. With a significant portion of the global population now regularly using the internet, concerns about issues like digital addiction, shorter attention spans, and lifestyle diseases have become urgent matters. Addressing these challenges and charting a sustainable path forward is imperative. Business Drivers in Promoting Digital Detoxification delves into contemporary initiatives across various industries that advocate for digital detox. This book showcases opportunities within this transformative trend, spanning from health and tourism to unexpected sectors. It not only highlights the necessity of digital detox for health but also reveals its potential as a gateway to innovative business ventures. Catering to academics, researchers, students, and professionals, this book serves as a guiding beacon in the complexities of the digital era. It not only clarifies the motivations behind the digital detox movement but also explores its implications. More than just insights, this book offers a roadmap to shape a healthier and sustainable future in our digitally connected world. Engage in this pivotal conversation, explore its pages, and gain the knowledge to drive meaningful change for yourself, your organization, and society as a whole. |
| compliance and risk management degree: Contemporary Challenges in Social Science Management Anne Marie Thake, Kiran Sood, Ercan Özen, Simon Grima, 2024-03-20 Enriched and strengthened with European case studies of real-life situations providing a practical and industry insights, Part A and B collate experts in Economics, Finance, Public Policy, Human Resources, and Risk management, contributing on employability, labour markets, sustainability, and skills of the future from across the globe. |
| compliance and risk management degree: Mandated Benefits Compliance Guide 2016 W/ Cd The Balser Group, 2016-01-04 Mandated Benefits 2016 Compliance Guide is a comprehensive and practical reference manual covering key federal regulatory issues that must be addressed by human resources managers, benefits specialists, and company executives in all industries. This comprehensive and practical guide clearly and concisely describes the essential requirements and administrative processes necessary to comply with all benefits-related regulations. It covers key federal regulatory issues that must be addressed by human resources managers, benefits specialists, and company executives across all industries. Mandated Benefits 2016 Compliance Guide includes in-depth coverage of these and other major federal regulations: Patient Protection and Affordable Care Act (PPACA) Health Information Technology for Economic and Clinical Health (HITECH) ActMental Health Parity and Addiction Equity Act (MHPAEA)Genetic Information Nondiscrimination Act (GINA) Americans with Disabilities Act (ADA)Employee Retirement Income Security Act (ERISA) Health Insurance Portability and Accountability Act (HIPAA) Heroes Earnings Assistance and Relief Tax Act (HEART Act) Consolidated Omnibus Budget Reconciliation Act (COBRA) Mandated Benefits 2016 Compliance Guide helps take the guesswork out of managing employee benefits and human resources by clearly and concisely describing the essential requirements and administrative processes necessary to comply with each regulation. It offers suggestions for protecting employers against the most common litigation threats and recommendations for handling various types of employee problems. Throughout the Guide are numerous exhibits, useful checklists and forms, and do's and don'ts. A list of HR audit questions at the beginning of each chapter serves as an aid in evaluating your company's level of regulatory compliance. Mandated Benefits 2016 Compliance Guide has been updated to include: The latest trends in successful Ethics and Compliance ProgramsInformation on the Department of Labor (DOL) proposed changes to the FLSA white collar exemptionsThe latest DOL guidelines on the determination of independent contractor status The new regulations and guidelines for health care reform as mandated by the Patient Protection and Affordable Care Act (PPACA), specifically updates and new information on Summary of Benefits and Coverage (SBC); limits on cost-sharing; the employer shared responsibility (pay or play) requirements, information reporting--Forms 1094 and 1095 SHOP--the small group market of the health care marketplace; and the so-called Cadillac Tax--the 40 percent excise tax on high cost health plansThe major revisions to excepted benefits under the Health Insurance Portability and Accountability Act (HIPAA), including limited wraparound benefits, EAPs, non-coordinated excepted benefits, and supplemental excepted benefitsThe reinstated Trade Adjustment Assistance (TAA)Information on the proposed definition of fiduciary and the Supreme Court's first ever ruling on fiduciary standards Expanded information about joint employer relationships An expanded section describing the employment application process; information about the status of the Deferred Action for Parents of Americans and Lawful Permanent Residents (DAPA); and proposed changes to E-VerifyNew material on proposed sex discrimination guidelines And much more |
| compliance and risk management degree: Risk Assessment in Setting National Priorities James J. Bonin, Donald E. Stevenson, 2013-03-08 The growing perception of the public and politicians that life is extremely risky has led to a dramatic and increasing interest in risk analysis. The risks may be very diverse as demonstrated by the range of subjects covered at the annual meetings of the Society for Risk Analysis. There is a need to pause and see how well the present approaches are serving the nation. The theme, Setting National Priorities, which was chosen for the 1987 SRA Annual Meeting, reflects the concern that in dealing with individual kinds of risks, society may be more concerned with the trees than the forest. It is surprising how little attention is being given to the holistic aspects of risk. Who, for instance, is responsible for a national strategy to manage the reduction of health or other risks? Individual agencies have the responsibility for specific patterns of exposure, but these are not integrated and balanced to determine how the nation as a whole can obtain the greatest benefit for the very large investment which is made in risk-related research and analysis. |
| compliance and risk management degree: Law of Governance, Risk Management and Compliance Geoffrey P. Miller, 2019-09-13 The purchase of this ebook edition does not entitle you to receive access to the Connected eBook on CasebookConnect. You will need to purchase a new print book to get access to the full experience including: lifetime access to the online ebook with highlight, annotation, and search capabilities, plus an outline tool and other helpful resources. Geoffrey Miller’s The Law of Governance, Risk Management and Compliance is widely credited for introducing a new field of legal studies. Compliance and its related subjects of governance and risk management are major sources of jobs and also important developments in legal practice. The billions of dollars of fines paid over the past decade and the burgeoning and seemingly never-ending parade of compliance and risk management breakdowns – recently including the Wells Fargo sales practices scandal, the Volkswagen emissions cheat, and the Boeing 737 MAX crisis – all attest to the importance of the issues treated in this readable and timely book. New to the Third Edition: Comprehensive updates on recent developments New treatment of compliance failures: Wells Fargo account opening scandal, Volkswagen emissions cheat, important developments in Catholic Church sex abuse scandal. New treatment of risk management failures: the Boeing 737 MAX scandal. Professors and students will benefit from: Clear, concise definitions Fun and interesting problems Real-world perspective from an author who has been involved both as a scholar and as a member of a corporate board of directors Highly readable and interesting writing Text boxes containing key concepts and definitions Realistic problems for class discussion and analysis |
| compliance and risk management degree: The Handbook of Patient Safety Compliance Fay A. Rozovsky, James R. Woods, Jr., 2016-12-05 Written for virtually every professional and leader in the health care field, as well as students who are preparing for careers in health services delivery, this book presents a framework for developing a patient safety program, shows how best to examine events that do occur, and reveals how to ensure that appropriate corrective and preventative actions are reviewed for effectiveness. The book covers a comprehensive selection of topics including The link between patient safety and legal and regulatory compliance The role of accreditation and standard-setting organizations in patient safety Failure modes and effect analysis Voluntary and regulatory oversight of medical error Evidence-based outcomes and standards of care Creation and preservation of reports, data, and device evidence in medical error situations Claims management when dealing with patient safety events Full disclosure Patient safety in human research Managing confidentiality in the face of litigation Managing patient safety compliance through accountability-based credentialing for health care professionals Planning for the future |
| compliance and risk management degree: The Challenge of CMC Regulatory Compliance for Biopharmaceuticals John Geigert, 2023-06-15 Each year for the past three years, there have been about 50 new molecular medicines approved by the United States Food & Drug Administration (FDA), of which approximately 25% were new biopharmaceuticals. Over 200 recombinant proteins, monoclonal antibodies, antibody drug conjugates, fusion proteins, and Fab fragments are now in the marketplace in both the United States of America (USA) and European Union (EU). There are also now over 60 biosimilars available for all major classes of recombinant proteins and monoclonal antibodies. In addition, gene therapies using genetically engineered viruses and genetically engineered cells are now in the marketplace, and continually growing. This degree of change is reflected in the over 400 CMC regulatory compliance references listed in this book that were either issued or updated since the release of the third edition. Deficiencies in biopharmaceutical CMC regulatory compliance rarely result in termination of a product, but in can readily cause months if not years of delay in initiating clinical trials, or advancing clinical development stages, or even market approval. In summary, this book: Updates real-world CMC deficiency examples with current examples; Addresses current FDA and EMA requirements and expectations for CMC regulatory compliance; Now includes CMC regulatory compliance for the new gene-based biopharmaceuticals. |
| compliance and risk management degree: Beyond Sarbanes-Oxley Compliance Anne M. Marchetti, 2016-10-25 Designed to lead financial managers from initial compliance with the Sarbanes-Oxley Act, through ongoing maintenance and monitoring, Beyond Sarbanes-Oxley Compliance helps readers seize this opportunity to revitalize their business practice, drive greater performance, and transform their finance organization into a key contributor to the business. Focusing on the present and future financial road ahead, Beyond Sarbanes-Oxley Compliance explores how to implement enterprise risk management processes that comply with Sarbanes-Oxley 302/404/409 requirements, ways to build on initial compliance activities that will improve financial management processes and profitability, compliance and quarterly close checklists, timelines, and table summaries to help readers achieve their goals, and much more. |
| compliance and risk management degree: A Human Capital Crisis in Cybersecurity Karen Evans, Franklin Reeder, 2010-11-15 Evidence continues to build showing our information infrastructure is vulnerable to threats not just from nation states but also from individuals and small groups who seek to do us harm or who wish to exploit our weaknesses for personal gain. A critical element of a robust cybersecurity strategy is having the right people at every level to identify, build and staff the defenses and responses. And that is, by many accounts, the area where we are the weakest. |
| compliance and risk management degree: The New Digital Era Simon Grima, Ercan Özen, Hakan Boz, 2022-09-15 The New Digital Era's two volumes highlight the new social and economic policies that are needed to balance the effects on social and economic life and prevent possible conflicts between individuals and societies in the wake of the COVID-19 pandemic and digitalisation. |
| compliance and risk management degree: Risk Management Applications in Pharmaceutical and Biopharmaceutical Manufacturing Hamid Mollah, Harold Baseman, Mike Long, 2013-02-01 Sets forth tested and proven risk management practices in drug manufacturing Risk management is essential for safe and efficient pharmaceutical and biopharmaceutical manufacturing, control, and distribution. With this book as their guide, readers involved in all facets of drug manufacturing have a single, expertly written, and organized resource to guide them through all facets of risk management and analysis. It sets forth a solid foundation in risk management concepts and then explains how these concepts are applied to drug manufacturing. Risk Management Applications in Pharmaceutical and Biopharmaceutical Manufacturing features contributions from leading international experts in risk management and drug manufacturing. These contributions reflect the latest research, practices, and industry standards as well as the authors' firsthand experience. Readers can turn to the book for: Basic foundation of risk management principles, practices, and applications Tested and proven tools and methods for managing risk in pharmaceutical and biopharmaceutical product manufacturing processes Recent FDA guidelines, EU regulations, and international standards governing the application of risk management to drug manufacturing Case studies and detailed examples demonstrating the use and results of applying risk management principles to drug product manufacturing Bibliography and extensive references leading to the literature and helpful resources in the field With its unique focus on the application of risk management to biopharmaceutical and pharmaceutical manufacturing, this book is an essential resource for pharmaceutical and process engineers as well as safety and compliance professionals involved in drug manufacturing. |
| compliance and risk management degree: Legal Knowledge and Information Systems G. Sileno, J. Spanakis, G. van Dijck, 2023-12-19 Technological advances related to legal information, knowledge representation, engineering, and processing have aroused growing interest within the research community and the legal industry in recent years. These advances relate to areas such as computational and formal models of legal reasoning, legal data analytics, legal information retrieval, the application of machine learning techniques to different legal tasks, and the experimental evaluation of these systems. This book presents the proceedings of JURIX 2023, the 36th International Conference on Legal Knowledge and Information Systems, held from 18–20 December 2023 in Maastricht, the Netherlands. This annual conference has become recognized as an international forum where academics and professionals working at the intersection of law and artificial intelligence can exchange knowledge and experience. A total of 92 submissions were received for the conference, of which 18 were selected as long papers, 30 as short papers and 7 as demo papers following a rigorous review process. This represents an acceptance rate of around 20% for long papers (60% overall). Topics covered include formal approaches applied to various aspects of legal reasoning; machine learning and information retrieval methods applied to various natural language processing tasks; hybrid approaches to working on the frontier between symbolic and sub-symbolic methods; experimental inquiries into the interfaces between computational systems and legal systems; and network analysis in law. Providing a comprehensive overview of recent advances in the field, the book will be of interest to all those working at the intersection between law and AI. |
| compliance and risk management degree: Good Finance Akgiray, Vedat, 2019-06-05 Just as we need good food for good health, so too do we need ‘good finance’ for social and economic wellness. In this book, Vedat Akgiray presents a timely critique of extreme financialisation, of the economics profession’s flawed modelling approach and the continuing blind faith in the efficient market hypothesis. Outlining the causes of financial crises and their socioeconomic effects, Good Finance puts the issues into perspective. It offers a clear platform upon which our current concept of finance can be revised for the good of society. |
| compliance and risk management degree: IT Governance and Compliance , 2024-10-26 Designed for professionals, students, and enthusiasts alike, our comprehensive books empower you to stay ahead in a rapidly evolving digital world. * Expert Insights: Our books provide deep, actionable insights that bridge the gap between theory and practical application. * Up-to-Date Content: Stay current with the latest advancements, trends, and best practices in IT, Al, Cybersecurity, Business, Economics and Science. Each guide is regularly updated to reflect the newest developments and challenges. * Comprehensive Coverage: Whether you're a beginner or an advanced learner, Cybellium books cover a wide range of topics, from foundational principles to specialized knowledge, tailored to your level of expertise. Become part of a global network of learners and professionals who trust Cybellium to guide their educational journey. www.cybellium.com |
| compliance and risk management degree: Routledge Handbook of Risk Management and the Law Virginia A. Suveiu, 2022-12-14 In today’s highly globalized and regulated economy, private and public organizations face myriad complex laws and regulations. A process designed to detect and prevent regulatory compliance failures is vital. However, such an effective process cannot succeed without development and maintenance of a strong compliance and legal risk management culture. This wide-ranging handbook pulls together work from experts across universities and industries around the world in a variety of key disciplines such as law, management, and business ethics. It provides an all-inclusive resource, specifying what needs to be known and what needs to be further pursued in these developing areas. With no such single text currently available, the book fills a gap in our current understanding of legal risk management, regulatory compliance, and ethics, offering the potential to advance research efforts and enhance our approaches to effective legal risk management practices. Edited by an expert on legal risk management, this book is an essential reference for students, researchers, and professionals with an interest in business law, risk management, strategic management, and business ethics. |
| compliance and risk management degree: Corporate Compliance in Home Health Fay Adrienne Rozovsky, 1998 Litigation is rampant in the home health field - and it's not just about billing and coding. It's also about other practices that could lead to compliance problems, such as substandard employment practices or failing to run background checks. A lawsuit against your agency could come completely out of left field. But you can avoid getting blind-sided and protect your agency. Corporate Compliance in Home Health: Establishing a Plan, Managing the Risks gives home health care providers practical, down-to-earth standards for controlling and preventing losses growing out of corporate compliance. With this new resource from Aspen, get an up-to-date and easy-to-understand review of the law of corporate compliance, find out how the new OIG (Office of the Inspector General of HCFA) model compliance guidance for hospitals impacts home health, and uncover where your agency is at risk. You'll find out what to do if and when your agency comes under investigation, and get important, timely federal reference material from the GAO to HHS, and key parts of the Federal Sentencing Guidelines. |
| compliance and risk management degree: Being a Child in a Global World Betül Karagöz Yerdelen, Kamuran Elbeyoğlu, Osman Sirkeci, Yasemin Mamur Işıkçı, Simon Grima, Rebecca E. Dalli Gonzi, 2022-09-30 Combining global perspectives and knowledge of different disciplines, Being a Child in a Global World is a truly ground-breaking and comprehensive multidisciplinary study, answering urgent challenges of our time - a must-read for scholars interested in the global condition of childhood. |
| compliance and risk management degree: 99 Privacy Breaches to Beware Of: Practical Data Protection Tips from Real Life Experiences Kevin Shepherdson, William Hioe, Lynn Boxall, 2018-08-15 Data protection laws are new in Singapore, Malaysia, Philippines, Indonesia and Thailand. In Europe, the General Data Protection Regulation (GDPR) — a single law across all of EU – comes into force from May 2018. There are also strict laws in the US that govern the processing of personal data. Over a hundred countries in the world have a comprehensive data protection law and it is very easy for individuals and companies to breach these laws. Data or privacy breaches are on the rise and businesses can be prosecuted under data protection laws. Fines for non-compliance can be from S$1 million in Singapore, up to three years jail in Malaysia, and up to 4% of global revenues for EU countries. The focus on this book is operational compliance. The book is for everyone as all of us in the course of our daily work process personal data. Organised into sections, each idea provides practical advice and examples of how a breach of the law may happen. Examples cover HR, Finance, Admin, Marketing, etc, allowing the reader to relate to his or her own area of work |
| compliance and risk management degree: Risk Management in Emerging Markets Sabri Boubaker, Bonnie Buchanan, Duc Khuong Nguyen, 2016-10-04 This book addresses three main dimensions of risk management in emerging markets: 1) the effectiveness of risk management practices; 2) current issues and challenges in risk assessment and modelling in emerging market countries; 3) the responses of emerging markets to the recent financial crises and the design of risk management models. |
| compliance and risk management degree: Corporate Governance and Risk Management in Financial Institutions Robert C. Gericke, 2018-03-27 This book presents an overview of corporate governance and risk management, analyzing their interdependence and particularly their relevance in banking. It discusses current trends in corporate governance, such as stakeholder management, financial performance and the cost of equity, compensation schemes, board structures and shareholder activism. Further, it reviews some of the most important regulatory changes introduced since the latest financial crisis and highlights their impact on the annual reports of the banks under analysis. Lastly, the book assesses and compares major banks in Brazil and Germany with special emphasis on the aspects mentioned above, revealing surprising similarities between the banking systems of these otherwise disparate countries. |
| compliance and risk management degree: Change Dynamics in Healthcare, Technological Innovations, and Complex Scenarios Burrell, Darrell Norman, 2024-02-26 In a world characterized by complexity and rapid change, the intersection of healthcare, social sciences, and technology presents a formidable challenge. The vast array of interconnected issues, ethical dilemmas, and technological advancements often evade comprehensive understanding within individual disciplines. The problem lies in the siloed approach to these critical domains, hindering our ability to navigate the complexities of our modern world effectively. Change Dynamics in Healthcare, Technological Innovations, and Complex Scenarios emerges as a transformative solution, offering a beacon of insight and knowledge to those grappling with the intricate dynamics of our interconnected society. Change Dynamics in Healthcare, Technological Innovations, and Complex Scenarios dives into organizational narratives, ethical challenges, and technological promises across healthcare, social sciences, and technology. It doesn't merely acknowledge the interplay between these disciplines; it celebrates their interconnectedness. By dissecting, analyzing, and synthesizing critical developments, this book serves as a compass, providing a rich resource for comprehending the multifaceted impacts of emerging changes. |
| compliance and risk management degree: The Compliance Without Borders Handbook Strengthening Integrity in State-Owned Enterprises Through Peer Learning OECD, 2023-07-26 Corruption in state-owned enterprises has a unique ability to undermine governments, markets and citizens’ wellbeing. While international standards promote integrity in the state-owned sector, their implementation remains a challenge. |
COMPLIANCE Definition & Meaning - Merriam-Webster
The meaning of COMPLIANCE is the act or process of complying to a desire, demand, proposal, or regimen or to …
COMPLIANCE | English meaning - Cambridge Diction…
COMPLIANCE definition: 1. the act of obeying a law or rule, especially one that controls a particular industry or …
What is Compliance? | Compliance Definition & Mea…
Aug 5, 2022 · Compliance refers to adhering to a rule, whether it be a standard, a policy, or a law. Learn …
COMPLIANCE Definition & Meaning | Dictionary.com
Compliance is the act of conforming and yielding, as with orders or laws. It is usually used in reference to …
What is compliance? Definition and examples - M…
Compliance describes a person’s, company’s, or organization’s ability to adhere to standards, regulations, …
COMPLIANCE Definition & Meaning - Merriam-Webster
The meaning of COMPLIANCE is the act or process of complying to a desire, demand, proposal, or regimen or to coercion. How to use compliance in a sentence.
COMPLIANCE | English meaning - Cambridge Dictionary
COMPLIANCE definition: 1. the act of obeying a law or rule, especially one that controls a particular industry or type of…. Learn more.
What is Compliance? | Compliance Definition & Meaning
Aug 5, 2022 · Compliance refers to adhering to a rule, whether it be a standard, a policy, or a law. Learn more about the importance of Compliance within organizations.
COMPLIANCE Definition & Meaning | Dictionary.com
Compliance is the act of conforming and yielding, as with orders or laws. It is usually used in reference to written rules and regulations or spoken commands, as from police officers or a …
What is compliance? Definition and examples - Market …
Compliance describes a person’s, company’s, or organization’s ability to adhere to standards, regulations, rules, policies, orders, or requests. If you adhere to a set of rules, you comply with …
compliance noun - Definition, pictures, pronunciation and usage …
Definition of compliance noun in Oxford Advanced Learner's Dictionary. Meaning, pronunciation, picture, example sentences, grammar, usage notes, synonyms and more.
What Is Compliance? A Comprehensive Guide - The Knowledge …
May 28, 2025 · Compliance refers to conforming to laws, regulations, guidelines, and standards relevant to a particular industry or sector. It entails adhering to prescribed rules and fulfilling …
COMPLIANCE definition and meaning | Collins English Dictionary
Compliance with something, for example a law, treaty, or agreement means doing what you are required or expected to do. Inspectors were sent to visit nuclear sites and verify compliance …
Compliance - definition of compliance by The Free Dictionary
1. the act of conforming, acquiescing, or yielding. 2. a tendency to yield readily to others, esp. meekly. 3. conformity; accordance: in compliance with orders. 4. cooperation or obedience: …
Compliance Program: Definition, Purpose, and How to Create One
Jul 9, 2022 · What Is a Compliance Program? A compliance program is a company's set of internal policies and procedures put into place in order to comply with laws, rules, and …
