| certification in risk management assurance crma: International Professional Practices Framework (IPPF). , 2013 |
| certification in risk management assurance crma: CRMA Exam Study Guide and Practice Questions Francis Nicholson, 2020-10-26 |
| certification in risk management assurance crma: CIA 3 Acad 2020 Gleim, 2019-06 |
| certification in risk management assurance crma: Auditing IT Infrastructures for Compliance Martin M. Weiss, Michael G. Solomon, 2016 Auditing IT Infrastructures for Compliance, Second Edition provides a unique, in-depth look at U.S. based Information systems and IT infrastructures compliance laws in the public and private sector. This book provides a comprehensive explanation of how to audit IT infrastructures for compliance based on the laws and the need to protect and secure |
| certification in risk management assurance crma: Lean Auditing James C. Paterson, 2015-02-09 How can you argue with the core principles of Lean, that you focus on what provides value to your customer and eliminate work that is not necessary (muda)? Internal auditors need to understand not only who their primary customers are, but what is valuable to them - which in most cases is assurance that the risks that matter to the achievement of objectives are properly managed. We need to communicate what they need to know and not what we want to say. This incessant focus on the customer and the efficient production of a valued product should extend to every internal audit team. How else can we ensure that we optimize the use of our limited resources to address the dynamic business and risk environment within which our organizations operate? Norman Marks, GRC Thought Leader Using lean techniques to enhance value add and reduce waste in internal auditing Lean Auditing is a practical guide to maximising value and efficiency in internal audit through the application of lean techniques. It is an ideal book for anyone interested in understanding what progressive, value adding audit can be like. It is also ideal for anyone wondering whether audit activities can be streamlined or better co-ordinated with other activities. The book contains practical advise from the author's experience as CAE of AstraZeneca PLC; from his work as a consultant specializing in this field; as well as insights from leading CAEs in the UK, US and elsewhere. In addition, there are important insights from thought leaders such as Richard Chambers (IIA US) and Norman Marks (GRC thought leader) and Chris Baker (Technical Manager of the IIA UK). Increasing pressure on resources is driving a need for greater efficiency in all areas of business, and Internal Audit is no exception. Lean techniques can help streamline the workflow, but having only recently been applied to IA, lack the guidance available for other techniques. Lean Auditing fills this need by combining expert instruction and actionable advice that helps Internal Auditors: Benchmark their efficiency against lean ways of working Understand warning signs of waste and lower added value Understanding practical ways of working that improve added value and reduce waste Gain confidence about progressive ways of working in internal audit Understand how improved ways of working in audit can positively impact the culture of the wider organization One of the keys to the lean audit is finding out exactly what the stakeholder wants, and eliminating everything else. Scaling back certain operations can delineate audit from advisory, and in the process, dramatically improve crucial outcomes. To this end, Lean Auditing is the key to IA efficiency. |
| certification in risk management assurance crma: Agile Auditing Raven Catlin, Ceciliana Watkins, 2021-07-21 Master new, disruptive technologies in the field of auditing Agile Auditing: Fundamentals and Applications introduces readers to the applications and techniques unlocked by tested and proven agile project management principles. This book educates readers on an approach to auditing that emphasizes risk-based auditing, collaboration, and speedy delivery of meaningful assurance assessments while ensuring quality results and a focus on the areas that pose the greatest material risks to the business under audit. The discipline of auditing has been forever changed via the introduction of new technologies, including: Machine learning Virtual Conferencing Process automation Data analytics Hugely popular in software development, the agile approach is just making its way into the field of audit. This book provides concrete examples and practical solutions for auditors who seek to implement agile techniques and methods. Agile Auditing is perfect for educators, practitioners, and students in the auditing field who are looking for ways to introduce greater levels of efficiency and effectiveness to their discipline. |
| certification in risk management assurance crma: Auditing IT Infrastructures for Compliance Robert Johnson, Marty Weiss, Michael G. Solomon, 2022-10-07 The third edition of Auditing IT Infrastructures for Compliance provides a unique, in-depth look at recent U.S. based Information systems and IT infrastructures compliance laws in both the public and private sector. Written by industry experts, this book provides a comprehensive explanation of how to audit IT infrastructures for compliance based on the laws and the need to protect and secure business and consumer privacy data. Using examples and exercises, this book incorporates hands-on activities to prepare readers to skillfully complete IT compliance auditing. |
| certification in risk management assurance crma: Enterprise Risk Management Karen Hardy, 2014-09-22 Winner of the 2017 Most Promising New Textbook Award by Textbook & Academic Authors Association (TAA)! Practical guide to implementing Enterprise Risk Management processes and procedures in government organizations Enterprise Risk Management: A Guide for Government Professionals is a practical guide to all aspects of risk management in government organizations at the federal, state, and local levels. Written by Dr. Karen Hardy, one of the leading ERM practitioners in the Federal government, the book features a no-nonsense approach to establishing and sustaining a formalized risk management approach, aligned with the ISO 31000 risk management framework. International Organization for Standardization guidelines are explored and clarified, and case studies illustrate their real-world application and implementation in US government agencies. Tools, including a sample 90-day action plan, sample risk management policy, and a comprehensive implementation checklist allow readers to immediately begin applying the information presented. The book also includes results of Hardy's ERM Core Competency Survey for the Public Sector; which offers an original in-depth analysis of the Core Competency Skills recommended by federal, state and local government risk professionals. It also provides a side-by-side comparison of how federal government risk professionals view ERM versus their state and local government counterparts. Enterprise Risk Management provides actionable guidance toward creating a solid risk management plan for agencies at any risk level. The book begins with a basic overview of risk management, and then delves into government-specific topics including: U.S. Federal Government Policy on Risk Management Federal Manager's Financial Integrity Act GAO Standards for internal control Government Performance Results Modernization Act The book also provides a comparative analysis of ERM frameworks and standards, and applies rank-specific advice to employees including Budget Analysts, Program Analysts, Management Analysts, and more. The demand for effective risk management specialists is growing as quickly as the risk potential. Government employees looking to implement a formalized risk management approach or in need of increasing their general understanding of this subject matter will find Enterprise Risk Management a strategically advantageous starting point. |
| certification in risk management assurance crma: Raise the Red Flag Lynn Fountain, 2015 |
| certification in risk management assurance crma: Operational Auditing Hernan Murdock, 2021-07-02 Operational Auditing: Principles and Techniques for a Changing World, 2nd edition, explains the proven approaches and essential procedures to perform risk-based operational audits. It shows how to effectively evaluate the relevant dynamics associated with programs and processes, including operational, strategic, technological, financial and compliance objectives and risks. This book merges traditional internal audit concepts and practices with contemporary quality control methodologies, tips, tools and techniques. It explains how internal auditors can perform operational audits that result in meaningful findings and useful recommendations to help organizations meet objectives and improve the perception of internal auditors as high-value contributors, appropriate change agents and trusted advisors. The 2nd edition introduces or expands the previous coverage of: • Control self-assessments. • The 7 Es framework for operational quality. • Linkages to ISO 9000. • Flowcharting techniques and value-stream analysis • Continuous monitoring. • The use of Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs). • Robotic process automation (RPA), artificial intelligence (AI) and machine learning (ML); and • Adds a new chapter that will examine the role of organizational structure and its impact on effective communications, task allocation, coordination, and operational resiliency to more effectively respond to market demands. |
| certification in risk management assurance crma: Corporate Governance Matters David Larcker, Brian Tayan, 2011-04-14 Corporate Governance Matters gives corporate board members, officers, directors, and other stakeholders the full spectrum of knowledge they need to implement and sustain superior governance. Authored by two leading experts, this comprehensive reference thoroughly addresses every component of governance. The authors carefully synthesize current academic and professional research, summarizing what is known, what is unknown, and where the evidence remains inconclusive. Along the way, they illuminate many key topics overlooked in previous books on the subject. Coverage includes: International corporate governance. Compensation, equity ownership, incentives, and the labor market for CEOs. Optimal board structure, tradeoffs, and consequences. Governance, organizational strategy, business models, and risk management. Succession planning. Financial reporting and external audit. The market for corporate control. Roles of institutional and activist shareholders. Governance ratings. The authors offer models and frameworks demonstrating how the components of governance fit together, with concrete examples illustrating key points. Throughout, their balanced approach is focused strictly on two goals: to “get the story straight,” and to provide useful tools for making better, more informed decisions. |
| certification in risk management assurance crma: Continuous Auditing David Y. Chan, Victoria Chiu, Miklos A. Vasarhelyi, 2018-03-21 Continuous Auditing provides academics and practitioners with a compilation of select continuous auditing design science research, and it provides readers with an understanding of the underlying theoretical concepts of a continuous audit, ideas on how continuous audit can be applied in practice, and what has and has not worked in research. |
| certification in risk management assurance crma: Computer Security Handbook, Set Seymour Bosworth, M. E. Kabay, Eric Whyne, 2014-03-24 Computer security touches every part of our daily lives from our computers and connected devices to the wireless signals around us. Breaches have real and immediate financial, privacy, and safety consequences. This handbook has compiled advice from top professionals working in the real world about how to minimize the possibility of computer security breaches in your systems. Written for professionals and college students, it provides comprehensive best guidance about how to minimize hacking, fraud, human error, the effects of natural disasters, and more. This essential and highly-regarded reference maintains timeless lessons and is fully revised and updated with current information on security issues for social networks, cloud computing, virtualization, and more. |
| certification in risk management assurance crma: A Step By Step Guide: How to Perform Risk Based Internal Auditing for Internal Audit Beginners RAZLY ZAKARIA, 2014-03-13 This book provides new internal auditors with step by step guide in performing risk based internal auditing. Summarised in 5 easy-to-follow simple steps, the author shares his experience in performing an effective and comprehensive internal audit exercise. Methodology and complex techniques are available. Not to deny that all these available information is good, but it would be too complicated for internal audit beginners to understand and to apply those information immediately into a guide in their first task. Therefore, this book has been written to provide a simple yet comprehensive guides with examples that can be immediately applied! |
| certification in risk management assurance crma: The Basics of IT Audit Stephen D. Gantz, 2013-10-31 The Basics of IT Audit: Purposes, Processes, and Practical Information provides you with a thorough, yet concise overview of IT auditing. Packed with specific examples, this book gives insight into the auditing process and explains regulations and standards such as the ISO-27000, series program, CoBIT, ITIL, Sarbanes-Oxley, and HIPPA. IT auditing occurs in some form in virtually every organization, private or public, large or small. The large number and wide variety of laws, regulations, policies, and industry standards that call for IT auditing make it hard for organizations to consistently and effectively prepare for, conduct, and respond to the results of audits, or to comply with audit requirements. This guide provides you with all the necessary information if you're preparing for an IT audit, participating in an IT audit or responding to an IT audit. - Provides a concise treatment of IT auditing, allowing you to prepare for, participate in, and respond to the results - Discusses the pros and cons of doing internal and external IT audits, including the benefits and potential drawbacks of each - Covers the basics of complex regulations and standards, such as Sarbanes-Oxley, SEC (public companies), HIPAA, and FFIEC - Includes most methods and frameworks, including GAAS, COSO, COBIT, ITIL, ISO (27000), and FISCAM |
| certification in risk management assurance crma: CRISC Review Manual 6th Edition Isaca, 2016 |
| certification in risk management assurance crma: Applying the International Professional Practices Framework, 4th Edition Urton Anderson, Andrew J. Dahle, 2018-02-25 |
| certification in risk management assurance crma: Internal Audit Quality Sally-Anne Pitt, 2014-09-29 Deliver increased value by embedding quality into internal audit activities Internal Audit Quality: Developing a Quality Assurance and Improvement Program is a comprehensive and authoritative guide to better practice internal auditing. Written by a global expert in audit quality, this guide is the first to provide complete coverage of the elements that comprise an effective internal audit quality assurance and improvement program. Readers will find practical solutions for monitoring and measuring internal audit performance drawn from The IIA's International Standards for the Professional Practice of Internal Auditing, and complemented by advice and case studies from leading audit practitioners from five different continents. Major corporate and financial collapses over the past decade have challenged the value of internal audit. With an increased focus on internal audit's role in good governance, management is increasingly demanding that internal audit provides assurance of the quality of its own activities. The IIA standards provide a framework for audit quality in the form of mandatory guidance . Recent research indicates that the majority of internal audit functions do not fully comply with the standards and, as a result, are not servicing the needs of their organizations as well as they might. Internal Audit Quality offers a roadmap to internal audit quality, providing readers the guidance they need to: Embed quality into all elements of internal audit from strategic and operational planning down to day-to-day tasks Create well-defined internal audit programs and procedures Independently self-assess internal audit quality and performance Conform with the IIA standards and better practice Provide assurance over internal audit efficiency and effectiveness Deliver value by meeting stakeholder expectations As a key component of good governance, internal audit is on the rise. The days of retrospective, compliance-focused auditing is a thing of the past. Organizations expect more of internal audit, and many internal audit activities are accepting the challenge. Rather than relying on audit supervision and external assessments, modern auditors are embedding quality into audit activities to create effective programs. For the auditor looking to distinguish themselves as leading edge, Internal Audit Quality provides the guidance that enables the right work, at the right time, in the right way. |
| certification in risk management assurance crma: Auditor Essentials Hernan Murdock, 2018-09-21 Internal auditors must know many concepts, techniques, control frameworks, and remain knowledgeable despite the many changes occurring in the marketplace and their profession. This easy to use reference makes this process easier and ensures auditors can obtain needed information quickly and accurately. This book consists of 100 topics, concepts, tips, tools and techniques that relate to how internal auditors interact with internal constitutencies and addresses a variety of technical and non-technical subjects. Non-auditors have an easy-to-use guide that increases their understanding of what internal auditors do and how, making it easier for them to partner with them more effectively. |
| certification in risk management assurance crma: Audit Committees Australian Institute of Company Directors, 2008 Role and responsibilities of Audit Subcommittees of Boards. Provides a practical introduction to the role of and responsibilities of the audit committee. Explains the context in which an audit committee typically operates and outlines good practice. Reflects developments in audit committee practice, legislation and gudance from regulatory bodiesand leading global board practices since 2001.--Provided by publisher. |
| certification in risk management assurance crma: Corruption Proofing in Africa Dan Kuwali, 2024-03-11 This book outlines evidence-based and data-driven strategies for combating grand corruption in Africa. Although the causes of corruption vary from country to country, this book suggests that corruption in Africa is often a direct consequence of poorly conceived legislation, policies, and institutional loopholes. The authors in this solution-oriented book converge in arguing that effective strategies to combat corruption (corruption proofing) should integrate an independent enforcement system, vigilant civil society, vibrant media, and political leadership. Utilising empirical evidence and a systems thinking approach, the contributors also uncover root causes of corruption and identify high-leverage interventions to prevent abuse of entrusted power for personal gain. The book recommends an integrated proactive strategy that includes top-down, bottom-up, and multi-stakeholder approaches in the implementation of anti-corruption legislation and policies. Bringing together multidisciplinary and transdisciplinary research, the chapters in this volume include case studies from selected countries on the continent, including Cameroon, Kenya, Malawi, Namibia, Uganda, and Zimbabwe. Providing readers with a range of effective and functional initiatives in combating corruption in Africa, this book will be of interest to students and researchers of corruption, governance, ethics, peace and security, development, and African studies, as well as policymakers, practitioners, development partners, among other stakeholders. |
| certification in risk management assurance crma: Internal Audit in the Age of Blockchain-based Decentralized Autonomous Organizations Milos Loncarevic, 2023-08-22 In this dissertation the established and internationally recognized standards of internal auditing (IA) are applied to the context of newly popping up blockchain-based Decentralized Autonomous Organizations (DAOs) that operate on a series of smart contracts. While DAO-enthusiasts imply that the immutable nature of the blockchain, the recognized consensus mechanism, and strong preventive and automated controls will make internal auditing obsolete, this research sheds light on whether there are conceptual obstacles for IA in DAOs regarding compliance with internationally recognized internal auditing standards and therefore question the overall legality of this type of organization in a context where setting up an IA function is mandatory. Each IA standard is reviewed for obstacles, benefits, and challenges regarding the respective compliance in a DAO context utilizing an exploratory research method. Because it appears that there may be governance and operational collisions with regard to the strict standards of the IIA on the one hand and the conceptual unique setup of blockchain-based DAOs on the other, we evaluate the hypothesis by which standard compliance is impossible. In addition, we analyze whether and how the use of a DAO can benefit and/or complicate standard compliance. This foundational research dissertation may offer guidance on what safeguards DAOs need to implement to comply with certain laws and standards but also addresses policy and standard makers with the assignment to update their rules and offer guidance for implementation. The dissertation may also offer guidance for the mandatory external and internal quality assessments of IA functions in DAOs. Overall, it presents additional insights to related professions like accountants, compliance officers, external auditors, anti-fraud professionals, IT auditors and others while offering a glimpse into what the role of an internal auditor of the future might realistically look like. |
| certification in risk management assurance crma: Resource Management and Efficiency in Cloud Computing Environments Turuk, Ashok Kumar, Sahoo, Bibhudatta, Addya, Sourav Kanti, 2016-11-08 Today’s advancements in technology have brought about a new era of speed and simplicity for consumers and businesses. Due to these new benefits, the possibilities of universal connectivity, storage and computation are made tangible, thus leading the way to new Internet-of Things solutions. Resource Management and Efficiency in Cloud Computing Environments is an authoritative reference source for the latest scholarly research on the emerging trends of cloud computing and reveals the benefits cloud paths provide to consumers. Featuring coverage across a range of relevant perspectives and topics, such as big data, cloud security, and utility computing, this publication is an essential source for researchers, students and professionals seeking current research on the organization and productivity of cloud computing environments. |
| certification in risk management assurance crma: Standards for the Professional Practice of Internal Auditing Institute of Internal Auditors, 1978 |
| certification in risk management assurance crma: Quality Assessment Manual The Institute of Internal Auditors Research Foundation, 2013 |
| certification in risk management assurance crma: Forensic Accounting and Financial Statement Fraud, Volume I Zabihollah Rezaee, 2019-04-03 The existence and persistence of high profile alleged financial statement fraud (FSF) have negatively affected the safety and soundness of financial markets and investors confident in public financial information. Forensic accounting has advanced as an important and rewarding field of accounting to prevent, detect and correct FSF. There has been significant demand for and intertest in forensic accounting as well substantial growth in both investigation and litigation services. The first volume addresses the relevance and importance of forensic accounting and fraud examination as well as the framework and structure of forensic accounting practices. The author presents an introduction to forensic accounting and financial statement fraud examination and their relevance and importance to businesses, financial markets, economies and society. Also discussed is forensic accounting opportunities, skills, and services; forensic accounting profession; and professional responsibilities and codes of conduct for forensic accountants. Finally, forensic accounting best practices, education, and research are touched on. |
| certification in risk management assurance crma: IT Audit Field Manual Lewis Heuermann, 2024-09-13 Master effective IT auditing techniques, from security control reviews to advanced cybersecurity practices, with this essential field manual Key Features Secure and audit endpoints in Windows environments for robust defense Gain practical skills in auditing Linux systems, focusing on security configurations and firewall auditing using tools such as ufw and iptables Cultivate a mindset of continuous learning and development for long-term career success Purchase of the print or Kindle book includes a free PDF eBook Book DescriptionAs cyber threats evolve and regulations tighten, IT professionals struggle to maintain effective auditing practices and ensure robust cybersecurity across complex systems. Drawing from over a decade of submarine military service and extensive cybersecurity experience, Lewis offers a unique blend of technical expertise and field-tested insights in this comprehensive field manual. Serving as a roadmap for beginners as well as experienced professionals, this manual guides you from foundational concepts and audit planning to in-depth explorations of auditing various IT systems and networks, including Cisco devices, next-generation firewalls, cloud environments, endpoint security, and Linux systems. You’ll develop practical skills in assessing security configurations, conducting risk assessments, and ensuring compliance with privacy regulations. This book also covers data protection, reporting, remediation, advanced auditing techniques, and emerging trends. Complete with insightful guidance on building a successful career in IT auditing, by the end of this book, you’ll be equipped with the tools to navigate the complex landscape of cybersecurity and compliance, bridging the gap between technical expertise and practical application.What you will learn Evaluate cybersecurity across AWS, Azure, and Google Cloud with IT auditing principles Conduct comprehensive risk assessments to identify vulnerabilities in IT systems Explore IT auditing careers, roles, and essential knowledge for professional growth Assess the effectiveness of security controls in mitigating cyber risks Audit for compliance with GDPR, HIPAA, SOX, and other standards Explore auditing tools for security evaluations of network devices and IT components Who this book is for The IT Audit Field Manual is for both aspiring and early-career IT professionals seeking a comprehensive introduction to IT auditing. If you have a basic understanding of IT concepts and wish to develop practical skills in auditing diverse systems and networks, this book is for you. Beginners will benefit from the clear explanations of foundational principles, terminology, and audit processes, while those looking to deepen their expertise will find valuable insights throughout. |
| certification in risk management assurance crma: The Change Agent Hernan Murdock, 2023-11-01 John Taylor has been hired to transform the underperforming internal audit unit at InSports. The auditors are not reviewing what the audit committee and executive leadership consider essential for the organization’s success, their methodology is subpar, and their relationships with their clients are strained. The audit committee has been patient, but not anymore. Their mandate is clear: make clear improvements in one year or the function will be outsourced. This is the story of a visionary leader who needs a strategy to transform processes and deliver better results for stakeholders at all levels within the organization. The audit committee, all levels of management, and employees expect more from internal audit. Now, John must lead the group through 12 challenging months as they focus on what matters most when performing audit and advisory services. They must communicate results faster and better, leverage existing quality control and data analytics techniques, and, with every encounter, help the organization address strategic, operational, compliance, and financial risks. With similarities to The Goal and The Phoenix Project and leveraging Kotter’s 8-Step Process for Leading Change, follow John and the internal audit team from Boston to New York, San Francisco, London, and Buenos Aires, as they address almost insurmountable challenges in their transformation journey. |
| certification in risk management assurance crma: Flavour with Benefits Cathy Connally, Charley Best, 2021-04-07 Would you love to escape on a romantic journey? Your ticket is between the covers of the stunning Flavour with Benefits: France. Discover the world's most popular travel destination - Experience breathtaking France with over 100 original photographs. - Sail by limestone cliffs on a warm Mediterranean current. - Descend a glowing staircase to a wine cave filled with millions of bottles of champagne. Learn about women who changed the world - The Grande Dame of Champagne who couldn't vote yet built an empire. - La mère (the mother) Brazier whose restaurants set new culinary standards. Food that doesn't compromise flavour or health - Enjoy 50+ inspired recipes accompanied by stunning photographs. - Learn about food as medicine and a five-year-old girl. - Crave a dessert that reimagines: I'll have what she's having! Flavour with Benefits: France will inspire you to plan the trip of your dreams and indulge in flavours that deliver a pleasant surprise. Co-authors, Cathy Connally and Charley Best, are obsessed with developing new approaches to iconic flavours served with a side-dish of travel. Flavour with Benefits: France is the first book in the series. |
| certification in risk management assurance crma: Assessing and Managing Strategic Risks Richard J. Anderson, Mark L. Frigo, 2017-08-15 Designed to provide internal auditors with the knowledge, skills, and tools for understanding strategic risks and strategic risk management. |
| certification in risk management assurance crma: The Current American Civil War, a Global Perspective Kern G. Lim, 2018-09-10 After the last Civil War, America emerged a stronger and more united country that went on to witness major economic growth and become a major force for Democracy around the World. America is currently in a New Cold Civil War, it is at a critical inflection point and faces the most serious threat to its democracy in its history. Its Dynamic Free Market Capitalism has been replaced by Crony Capitalism from Wall Street, which is hobbling the proper allocation of Financial Capital to Main Street, thereby stifling real new business growth. In this political commentary, the author argues that we still do not fully understand the negative effects of convergence and consolidation in information technology. We are also overlooking the fact that the rhetoric in both the social and Main-stream Media are being monopolized by the same special interest groups that funds the Activists and control a majority of information technology companies. While muckraker journalists used to look out for our interests, today the media are mostly in cahoots with the tech companies as well as celebrities, activist judges, corporations, and Wall Street capitalists. As such the American people stand alone with no one on their side except the current President whom they had elected on 8th Nov 2016. With odds stacked against them, do Americans stand a chance? Get the answer to that question and many more, also discover what you can do to protect American democracy and help unchain free market capitalism to drive economic growth in America. In our current environment of emotional hysteria hyped up by the Social and Main-stream Media, this book attempts a facts-based approach, leveraging business management methodologies and discipline to analyze issues and their causations. All derived conclusions are also supported by historical equivalents, fundamental concepts per relevant disciplines, related organizational Cultures and finally the motivations and personal agendas of the participants. This fresh new approach is most interesting as it is neither aligned with the left nor right, an independent, unbiased approach to problem-solving. |
| certification in risk management assurance crma: Internal Audit Practice from A to Z Patrick Onwura Nzechukwu, 2016-11-25 Internal Audit Practice from A to Z addresses the practice of internal auditing using GAAS (Generally Accepted Auditing Standards), GAGAS (Generally Accepted Government Auditing Standards) and International Standards for the Professional Practice of Internal Auditing (Standards)-IPPF, International Standards Organization (ISO), International Standards of Supreme Audit Institutions (ISSAI), International Standards on Auditing (ISA) as enunciated by the Institute of Internal Auditors (IIA), International Organization of Standardizations (ISO), International Organization of Supreme Audit Institutions (INTOSAI), Government Accountability Office (GAO) & International Federation of Accountants (IFAC). Unique in that it is primarily written to guide internal auditors in the process and procedures necessary to carry out professionally accepted internal audit functions, the book includes everything necessary to start, complete, and evaluate an internal audit practice, simplifying the task for even non-professionals. Internal Audit Practice from A to Z features A rich array of forms, figures, tables, and reports, making it a practical, hands-on book Provides comprehensive content that contains all the practical guidance necessary to start, complete, and evaluate an internal audit practice Details on how to ensure quality on internal audit function through peer review Current international standards for the professional practice of internal auditing and other relevant standards for reference Checklists for all practice procedures as well as a checklist of the internal control of virtually all aspects of business function A blend of professional practice with theory. Internal Audit Practice from A to Z is comprehensively rich, global reference is a must for public, private, NGOs, institutions—every organization. |
| certification in risk management assurance crma: COSO Enterprise Risk Management Certificate AICPA, 2020-03-31 The COSO Enterprise Risk Management Certificate (13.5 CPE Credits) offers you the unique opportunity to learn the concepts and principles of the newly updated ERM framework and be prepared to integrate the framework into your organization's strategy-setting process to drive business performance. The complexity of enterprise risk has changed, new risks have emerged, and managing it has become everyone's responsibility. The only COSO-authorized certificate program on the 2017 COSO ERM framework, this new certificate program offers you the unique opportunity to learn the concepts and principles of the updated ERM framework and be prepared to integrate it into your organization's strategy-setting process to drive business performance. Plus, you'll earn up to 13.5 hours of CPE. Seven self-paced modules provide you with the knowledge necessary to understand and apply COSO's Enterprise Risk Management - Integrating with Strategy and Performance. The ERM Framework assists management and boards of directors with their respective duties for managing risk. It does so by explaining five easy-to-understand components that accommodate different viewpoints and operating structures, and enhance strategies and decision-making. The certificate program includes: Self-study online modules: An Overview of Enterprise Risk Management - Integrating with Strategy and Performance The Governance and Culture Component The Strategy and Objective-Setting Component The Performance Component The Review and Revision Component The Information, Communication, and Reporting Component Case Application - ERM Improvement Observations Online exam: Complete the exam at the date and time that works best for you within 90 days of finishing the learning program eBook of COSO's Enterprise Risk Management - Integrating with Strategy and Performance: Use the eBook to reference the ERM framework directly WHO WILL BENEFIT? Team members who play a risk management role in entities of any size Consultants who provide advisory services related to enterprise risk management Board members who provide oversight of enterprise risk management KEY TOPICS Governance and culture Strategy and objective-setting Performance Review and revision Information, communication, and reporting LEARNING OBJECTIVES Analyze the value of enterprise risk management when setting and carrying out strategy and objectives. Apply the integration of enterprise risk management with strategy and performance. Demonstrate familiarity with the concepts of the ERM Framework, including components and principles. Apply the concepts of the ERM Framework to a variety of situational examples. The complexity of enterprise risk has changed, new risks have emerged, and managing it has become everyone's responsibility. Digital Badge: Your Professional Distinction Set yourself apart as a future-ready financial professional. Upon completion, you will be awarded with a certificate in the form of a digital badge. Digital badges allow you to distinguish yourself in the marketplace and show your commitment to quality. The badge can be posted to your social media profiles and linked to your resume or email signature, providing maximum visibility to your achievement. Credit Info CPE CREDITS: Online: 13.5 (CPE credit info) NASBA FIELD OF STUDY: Management Services LEVEL: Intermediate PREREQUISITES: Participants should have at least 2-6 years' experience with enterprise risk management. ADVANCE PREPARATION: Advanced Prep: *Recommended (not mandatory) prereading of the 2017 COSO ERM Framework. DELIVERY METHOD: QAS Self-Study COURSE ACRONYM: COSO-ERMC Online Access Instructions A personal pin code is enclosed in the physical packaging that may be activated online upon receipt. Once activated, you will gain immediate online access to the product for one full year. System Requirements AICPA’s online CPE courses will operate in a variety of configurations, but only the configuration described below is supported by AICPA technicians. A stable and continuous internet connection is required. In order to record your completion of the online learning courses, please ensure you are connected to the internet at all times while taking the course. It is your responsibility to validate that CPE certificate(s) are available within your account after successfully completing the course and/or exam. Supported Operating Systems: Macintosh OS X 10.10 to present Windows 7 to present Supported Browsers: Apple Safari Google Chrome Microsoft Internet Explorer Mozilla Firefox Required Browser Plug-ins: Adobe Flash Adobe Acrobat Reader Technical Support: Please contact service@aicpa.org. |
| certification in risk management assurance crma: Brink's Modern Internal Auditing Robert R. Moeller, 2016-01-05 The complete guide to internal auditing for the modern world Brink's Modern Internal Auditing: A Common Body of Knowledge, Eighth Edition covers the fundamental information that you need to make your role as internal auditor effective, efficient, and accurate. Originally written by one of the founders of internal auditing, Vic Brink and now fully updated and revised by internal controls and IT specialist, Robert Moeller, this new edition reflects the latest industry changes and legal revisions. This comprehensive resource has long been—and will continue to be—a critical reference for both new and seasoned internal auditors alike. Through the information provided in this inclusive text, you explore how to maximize your impact on your company by creating higher standards of professional conduct and greater protection against inefficiency, misconduct, illegal activity, and fraud. A key feature of this book is a detailed description of an internal audit Common Body of Knowledge (CBOK), key governance; risk and compliance topics that all internal auditors need to know and understand. There are informative discussions on how to plan and perform internal audits including the information technology (IT) security and control issues that impact all enterprises today. Modern internal auditing is presented as a standard-setting branch of business that elevates professional conduct and protects entities against fraud, misconduct, illegal activity, inefficiency, and other issues that could detract from success. Contribute to your company's productivity and responsible resource allocation through targeted auditing practices Ensure that internal control procedures are in place, are working, and are leveraged as needed to support your company's performance Access fully-updated information regarding the latest changes in the internal audit industry Rely upon a trusted reference for insight into key topics regarding the internal audit field Brink's Modern Internal Auditing: A Common Body of Knowledge, Eighth Editionpresents the comprehensive collection of information that internal auditors rely on to remain effective in their role. |
| certification in risk management assurance crma: Internal Auditing , 2017 |
| certification in risk management assurance crma: Agile Auditing Raven Catlin, Ceciliana Watkins, 2021-06-09 Master new, disruptive technologies in the field of auditing Agile Auditing: Fundamentals and Applications introduces readers to the applications and techniques unlocked by tested and proven agile project management principles. This book educates readers on an approach to auditing that emphasizes risk-based auditing, collaboration, and speedy delivery of meaningful assurance assessments while ensuring quality results and a focus on the areas that pose the greatest material risks to the business under audit. The discipline of auditing has been forever changed via the introduction of new technologies, including: Machine learning Virtual Conferencing Process automation Data analytics Hugely popular in software development, the agile approach is just making its way into the field of audit. This book provides concrete examples and practical solutions for auditors who seek to implement agile techniques and methods. Agile Auditing is perfect for educators, practitioners, and students in the auditing field who are looking for ways to introduce greater levels of efficiency and effectiveness to their discipline. |
| certification in risk management assurance crma: Operational Assessment of IT Steve Katzman, 2016-03-30 Operational Assessment of IT presents ideas and concepts of optimization designed to improve an organization's business processes and assist business units in meeting organizational goals more effectively. Rather than focus on specific technologies, computing environments, enterprise risks, resource programs, or infrastructure, the book focuses on organizational processes. Throughout the book, the author presents concerns and environments encountered throughout his career to demonstrate issues and explain how you, too, can successfully implement the tools presented in the book. The assessment process reviews the economics as well as the effectiveness and efficiency of the process. Whether your organization is profit-based, not-for-profit, or even governmental, you cannot provide services or products at a continuous loss. For an operational assessment to be of value, the ultimate goal must be to insure that the business unit process is effective and efficient and employs the financial assets and resources appropriately or helps the business unit make adjustments to improve the operation and use resources more efficiently and economically. After reading this book, you will be able to devise more efficient and economical ways to meet your customers' requirements, no matter who or where your customers are. You will learn that the goal of any process is to service or supply customers with what they want. The book provides tools and techniques that will assist you in gaining a 360-degree view of the process so that you can help the business unit improve the delivery of a quality product or a service to the customer. |
| certification in risk management assurance crma: Fundamentals of Risk Management Paul Hopkin, 2017-01-03 Fundamentals of Risk Management, now in its fourth edition, is a comprehensive introduction to commercial and business risk for students and a broad range of risk professionals. Providing extensive coverage of the core frameworks of business continuity planning, enterprise risk management and project risk management, this is the definitive guide to dealing with the different types of risk an organization faces. With relevant international case examples from both the private and public sectors, this revised edition of Fundamentals of Risk Management is completely aligned to ISO 31000 and provides a full analysis of changes in contemporary risk areas including supply chain, cyber risk, risk culture and improvements in risk management documentation and statutory risk reporting. This new edition of Fundamentals of Risk Management has been fully updated to reflect the development of risk management standards and practice, in particular business continuity standards, regulatory developments, risks to reputation and the business model, changes in enterprise risk management (ERM), loss control and the value of insurance as a risk management method. Also including a thorough overview of the international risk management standards and frameworks, strategy and policy, this book is the definitive professional text for risk managers. |
| certification in risk management assurance crma: Leveraging Data in Healthcare Rebecca Mendoza Saltiel Busch, 2017-07-27 The healthcare industry is in a state of accelerated transition. The proliferation of data and its assimilation, access, use, and security are ever-increasing challenges. Finding ways to operationalize business and clinical data management in the face of government and market mandates is enough to keep most chief officers up at night!Leveraging Dat |
| certification in risk management assurance crma: Estándares/Normas internacionales de aseguramiento de la información financiera - 2a Edición Samuel Alberto Mantilla, 2021-02-03 En este libro encuentra el lector los estándares internacionales 'tal y como son': Completos, en su interrelación unos con otros. Y también la diferencias importantes que se están dando con relación a los que se está incorporando y aplicando en el pais.Por eso no es oficial ni es autorizado ni está respaldado por quienes detentan los distintos poderes. Esta segunda edición conserva la estructura fundamental de la primera pero introduce actualizaciones importantes en el interior de varios de los diez capitulo que la componen, organizados en tres partes y que están acompañados por cuatro apéndices. |
certificate和certification的区别是什么？certification有单复数吗？
"Certification" 通常指的是某个机构或组织颁发的证明，证明某个人已经具备了特定领域的专业技能、知识和经验。 例如，一个具有认证的会计师可能会得到认证，以证明他们已经经过严格的 …
【一文看懂NPDP考试】NPDP产品经理是什么？含金量高吗？适合 …
Dec 29, 2023 · 一、NPDP是什么 NPDP其实就是产品经理国际资格认证（New Product Development Professional），是美国 产品 开发管理协会发起的，集理论、方法和实践一体， …
一文看懂PMP证书，什么是PMP，到底有什么用？ - 知乎
Jul 15, 2024 · PMP 是 项目管理 的入门级证书，全称是 项目管理专业人士 资格认证，由 美国项目管理协会 （PMI）举办的，受到全球200多个国家的认可，从1999 年到现在已经有20多年发 …
如何看待Transactions on Machine Learning Research? - 知乎
3）Certification系统。 由于不要求novelty，可能导致的后果是发表的文章过多。 于是总编们发明了certification系统。 对于审稿人认为很好的文章给予featured certification，对于复现别人文 …
SGS检测、SGS认证是什么？有什么好处？ - 知乎
SGS认证指的是SGS根据标准、法规、客户要求等条件对目标进行符合性认证的服务。要进行相关的认证，必须通过检验、检测、鉴定、认证等手段。SGS是 Societe Generale de …
人工智能的证书是什么？国家级权威证书有哪些？ - 知乎
《人工智能算法工程师》 1、证书项目定位： 证书项目分为《人工智能算法工程师（初级）》、《人工智能算法工程师（中级）》、《人工智能算法工程师（高级）》三个级别。初级证书课程 …
cisp证书怎么考？2025年CISP认证详细报考流程和条件（附备考资 …
Apr 3, 2025 · 注意：以上CISP报名条件中的学历不限制全日制，非全日制学历也可，另外CISP考试成绩有效期为3年，有效期内满足条件后可直接申请领CISP证书，这样一算，其实本科毕业 …
六西格玛黑带是什么？取得六西格玛认证有何意义？ - 知乎
什么是六西格码认证？ 六西格码（Six Sigma）是企業用于改善生产或服務流程、消除缺陷和保证质量的一套工具和技术。六西格玛（Six Sigma）认证可帮助我们识别业务流程中的风 …
在国内 PMP 有多少含金量？
2、如何看待？ 如何看待PMP证书呢？PMP是 美国PM I协会发布的证书，在国内是有项目管理人才交流基金会管理的，我也不敢乱说，国内的做事风格和国外多少有些出入，所以说我们学 …
CNAS是什么？CNAS怎么做？为什么要CNAS认证？ - 知乎
CNAS是中国合格评定国家认可委员会的英文缩写，是根据《中华人民共和国认证认可条例》的规定，由国家认证与认可监督管理委员会（CNCA）批准设立并授权的国家认可机构，统一负责 …
certificate和certification的区别是什么？certification有单复数吗？
"Certification" 通常指的是某个机构或组织颁发的证明，证明某个人已经具备了特定领域的专业技能、知识和经验。 例如，一个具有认证的会计师可能会得到认证，以证明他们已经经过严格的 …
【一文看懂NPDP考试】NPDP产品经理是什么？含金量高吗？适 …
Dec 29, 2023 · 一、NPDP是什么 NPDP其实就是产品经理国际资格认证（New Product Development Professional），是美国 产品 开发管理协会发起的，集理论、方法和实践一体， …
一文看懂PMP证书，什么是PMP，到底有什么用？ - 知乎
Jul 15, 2024 · PMP 是 项目管理 的入门级证书，全称是 项目管理专业人士 资格认证，由 美国项目管理协会 （PMI）举办的，受到全球200多个国家的认可，从1999 年到现在已经有20多年发 …
如何看待Transactions on Machine Learning Research? - 知乎
3）Certification系统。 由于不要求novelty，可能导致的后果是发表的文章过多。 于是总编们发明了certification系统。 对于审稿人认为很好的文章给予featured certification，对于复现别人文 …
SGS检测、SGS认证是什么？有什么好处？ - 知乎
SGS认证指的是SGS根据标准、法规、客户要求等条件对目标进行符合性认证的服务。要进行相关的认证，必须通过检验、检测、鉴定、认证等手段。SGS是 Societe Generale de …
人工智能的证书是什么？国家级权威证书有哪些？ - 知乎
《人工智能算法工程师》 1、证书项目定位： 证书项目分为《人工智能算法工程师（初级）》、《人工智能算法工程师（中级）》、《人工智能算法工程师（高级）》三个级别。初级证书课程 …
cisp证书怎么考？2025年CISP认证详细报考流程和条件（附备考 …
Apr 3, 2025 · 注意：以上CISP报名条件中的学历不限制全日制，非全日制学历也可，另外CISP考试成绩有效期为3年，有效期内满足条件后可直接申请领CISP证书，这样一算，其实本科毕业 …
六西格玛黑带是什么？取得六西格玛认证有何意义？ - 知乎
什么是六西格码认证？ 六西格码（Six Sigma）是企業用于改善生产或服務流程、消除缺陷和保证质量的一套工具和技术。六西格玛（Six Sigma）认证可帮助我们识别业务流程中的风 …
在国内 PMP 有多少含金量？
2、如何看待？ 如何看待PMP证书呢？PMP是 美国PM I协会发布的证书，在国内是有项目管理人才交流基金会管理的，我也不敢乱说，国内的做事风格和国外多少有些出入，所以说我们学 …
CNAS是什么？CNAS怎么做？为什么要CNAS认证？ - 知乎
CNAS是中国合格评定国家认可委员会的英文缩写，是根据《中华人民共和国认证认可条例》的规定，由国家认证与认可监督管理委员会（CNCA）批准设立并授权的国家认可机构，统一负责 …
